Finra Unscripted

In 2020, FINRA and the CE Council embarked on the biggest transformation of the continuing education program in 25 years. And in the months ahead, those major changes are going into effect. On this episode, we hear from Patricia Monterosso of FINRA's Credentialing, Registration, Education and Disclosure team and Elizabeth Hansen, the 2021 CE Council Chair, about what firms and reps can expect and why these changes will have such a big impact. How are we doing? Take the FINRA Unscripted survey today. Resources mentioned in this episode:CE Council WebsiteKey Topics: Continuing EducationRegulatory Notice 20-05Regulatory Notice 21-41Maintaining Qualifications ProgramFinancial Professional Gateway (FinPro)Episode 54: Enhancing Industry Continuing EducationSmall Firm Conference Call: CE Transformation